Internal Audit Services

Independent, systematic reviews of your internal controls, risk management, and governance frameworks.

Strengthen Controls. Reduce Risk. Improve Performance.

Internal Audit goes beyond compliance — it's a strategic management tool. CA Vaibhav provides objective, independent assessments of your business processes, helping you identify weaknesses in internal controls, prevent fraud, improve operational efficiency, and ensure regulatory compliance before external auditors find issues.

Risk Assessment

Systematic identification and evaluation of financial, operational, and compliance risks across departments.

Process Reviews

End-to-end review of business processes to identify inefficiencies, gaps, and improvement areas.

Fraud Investigation

Proactive testing and investigation of potential fraud indicators and irregularities.

Compliance Reviews

Ensuring adherence to company policies, statutory requirements, and industry regulations.

Management Reporting

Clear, actionable audit reports with risk ratings, root cause analysis, and recommendations.

Follow-up Audits

Tracking implementation of audit recommendations to ensure sustained improvements.

Our Internal Audit Framework

1

Audit Universe & Planning

Define the scope, timelines, and risk-based audit plan for the period.

2

Fieldwork & Testing

Sample-based testing of transactions, controls, and process documentation.

3

Observations & Draft Report

Share findings with management for their response before finalizing the report.

4

Final Report & Follow-up

Issue final audit report with agreed action points and track closure.

Frequently Asked Questions

Is Internal Audit mandatory for all companies?
Under the Companies Act 2013, Internal Audit is mandatory for listed companies, public companies with paid-up capital ≥ ₹50 crore or turnover ≥ ₹200 crore, and private companies with turnover ≥ ₹200 crore.
How often should internal audits be conducted?
Best practice is quarterly or half-yearly audits. However, frequency depends on the size, complexity, and risk profile of the organization. High-risk areas may require monthly reviews.

Build a Stronger Business from Within

Let CA Vaibhav's internal audit reveal opportunities to improve and protect your business.

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